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Regulation NMS
Results: 1042

#	Item
311	Microsoft Word - Comment and Release Rebuttal letter[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-21 16:02:36 Investment Stock market United States Securities and Exchange Commission Mathematical finance Regulation NMS Order Securities Exchange Act Algorithmic trading New York Stock Exchange Financial markets Financial economics Finance
312	SR-EDGX[removed]Page 209 of 257 Exhibit 5A Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGX Exchange, Inc. CHAPTER I. ADOPTION, INTERPRETATION AND APPLICATION OF RULES, AN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-28 12:37:12 Financial markets Finance Order Regulation NMS Intermarket sweep order Market maker Stop price Futures contract Fixed exchange-rate system Stock market Financial economics Investment
313	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]August 5, 2014 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 08:26:54 Chicago Stock Exchange Securities Exchange Act National market system plan Regulation NMS U.S. Securities and Exchange Commission Economy of the United States Financial economics Financial regulation United States Securities and Exchange Commission Self-regulatory organizations Financial markets
314	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEAmex[removed]July 31, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extensio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-01 12:04:46 Financial regulation Regulation NMS Securities Exchange Act Self-regulatory organization New York Stock Exchange U.S. Securities and Exchange Commission Economy of the United States United States NYSE Euronext United States Securities and Exchange Commission United States securities law 73rd United States Congress
315	[removed]Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street NE Washington DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-24 13:05:20 Stock market Business Finance Financial risk Regulation NMS United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities market Systemic risk Financial economics Economics Financial markets
316	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 4, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Establishing the NYS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-05 09:22:54 Investment NYSE Euronext Consolidated Tape Association NYSE Arca New York Stock Exchange Market data Regulation NMS NASDAQ Market depth Financial markets Financial economics Economy of the United States
317	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]July 25, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Include Additiona Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-28 12:37:10 Investment Order Regulation NMS Financial economics New York Stock Exchange Securities Exchange Act Federal Rules of Civil Procedure International Securities Exchange Chicago Stock Exchange United States Securities and Exchange Commission Stock market Economy of the United States
318	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 29, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:02:46 Self-regulatory organizations Investment Stock market United States securities law Regulation NMS Chicago Stock Exchange Consolidated Tape Association NASDAQ Securities Exchange Act United States Securities and Exchange Commission Economy of the United States Financial economics
319	Microsoft Word - RLP Response to Comments[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-04 13:10:52 Investment Stock market United States Securities and Exchange Commission Regulation NMS Mathematical finance Flash trading Order Electronic communication network Securities Exchange Act Financial markets Financial economics Finance
320	SR-EDGA[removed]Page 195 of 242 Exhibit 5 Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGA Exchange, Inc. CHAPTER I. ADOPTION, INTERPRETATION AND APPLICATION OF RULES, AND Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-12 13:53:24 Investment Finance Order Regulation NMS Intermarket sweep order Market maker Stop price Fixed exchange-rate system Stock market Financial economics Financial markets

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